Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Crummy has been in the industry since March 16, 2001, and is currently registered with Citigroup Global Markets Inc. David has experience with a variety of firms, including CREDICORP CAPITAL SECURITIES, INC., CANACCORD GENUITY INC., BANCO VOTORANTIM SECURITIES, INC., FATOR SECURITIES LLC, RAYMOND JAMES & ASSOCIATES, INC., and BBVA SECURITIES INC. David holds licenses for Series 63, 23, 10, 9, 57TO, SIE, 55, and 7, and is registered in New York. David has experience with a variety of specializations, including 1, 2, 4, 5, 6, 9.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/07/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
FL
01/23/2018 - 12/02/2019
CREDICORP CAPITAL SECURITIES, INC. (CORAL GABLES FL)
NY
05/30/2017 - 10/04/2017
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/10/2014 - 02/22/2017
BANCO VOTORANTIM SECURITIES, INC. (NEW YORK NY)
NY
04/08/2013 - 12/06/2013
FATOR SECURITIES LLC (NEW YORK NY)
NY
06/18/2004 - 11/26/2012
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
07/02/1998 - 06/11/2004
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2016
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 08/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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