Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Charles Almquist is a financial advisor registered with RBC Capital Markets, LLC, located in Boston, MA. He has been in the industry since 2006 and holds licenses in several states, including Connecticut, Massachusetts, and others. David has a diverse background, having previously worked at UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. His expertise spans various areas, including financial planning, portfolio management for individuals and businesses, and pension consulting. He is also registered to provide services for employee benefit plans, endowment funds, foundations, family trusts, and capital/operating funds. David is committed to delivering personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
12/22/2023 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
10/31/2008 - 10/02/2018
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
04/02/2007 - 11/05/2008
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
04/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
MN
10/14/2005 - 01/13/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 04/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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