Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frick is a financial advisor registered with Equitable Advisors, LLC in Indiana, Pennsylvania. David has been in the financial industry since 1986 and has a strong focus on helping clients with their financial planning needs. David Frick is also registered with the following firms: MONY SECURITIES CORPORATION, AETNA INVESTMENT SERVICES, INC. and AETNA LIFE INSURANCE AND ANNUITY COMPANY. David holds the following licenses: Series 7, Series 6, Series 63, Series 65 and SIE. David is a member of Indiana Regional Medical Center Foundation Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/04/2012 - Present
Equitable Advisors, LLC (INDIANA PA)
NY
08/20/1986 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
CT
10/15/1993 - 11/16/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
02/28/1991 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 04/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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