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David Cawley

Northwestern Mutual Investment Services, LLC

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About David Cawley

David Cawley is a registered representative of Northwestern Mutual Investment Services, LLC. David Cawley is located in Monroeville, Pennsylvania and has been in the financial services industry for over 9 years. David Cawley has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. David Cawley has been employed with Northwestern Mutual Investment Services LLC since 09/2024. Previously, David Cawley has held positions with Legend Financial Advisors Inc, TIAA-CREF Individual and Institutional Services, LLC, PNC Wealth Management, TIAA, PNC Investments, and PNC BANK.

Firm Information

David Cawley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Cawley’s Registration & Firm History

PA

09/18/2024 - Present

Northwestern Mutual Investment Services, LLC (Monroeville PA)

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Licenses & Designations

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Cawley.
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