Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cawley is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. David has been in the industry since 1993 and is registered with the state of Pennsylvania and Texas. David holds the following licenses: Series 63, Series 65, Series 7, and Series 9 and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
03/23/2024 - Present
Wells Fargo Advisors Financial Network, LLC (Conshohocken PA)
PA
02/27/2009 - 01/16/2024
WELLS FARGO CLEARING SERVICES, LLC (CONSHOHOCKEN PA)
PA
10/08/1996 - 03/20/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)
MI
03/16/1994 - 10/14/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
07/29/1993 - 12/16/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 02/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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