Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Caulkins Brown is a financial professional with over 30 years of experience in the industry. David is currently registered with Janney Montgomery Scott LLC, a leading financial services firm with over $85 billion in assets under management. David's previous experience includes roles at BURKE CAPITAL MARKETS, LLC, MCDONALD INVESTMENTS INC., PRICEWATERHOUSECOOPERS SECURITIES L.L.C., SHATTUCK HAMMOND PARTNERS INC., and STERNE, AGEE & LEACH, INC. David holds a Series 7, Series 63, and Series 79TO license, along with the Securities Industry Essentials Examination. David specializes in a range of financial services, including portfolio management for individuals and businesses, pension consulting, financial planning, and selection of other advisors. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
GA
01/25/2023 - Present
Janney Montgomery Scott LLC (Atlanta GA)
NY
07/09/2007 - 11/15/2007
BURKE CAPITAL MARKETS, LLC (NEW YORK NY)
OH
09/08/1999 - 03/15/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IL
05/21/1998 - 08/30/1999
PRICEWATERHOUSECOOPERS SECURITIES L.L.C. (CHICAGO IL)
NY
08/08/1996 - 05/21/1998
SHATTUCK HAMMOND PARTNERS INC. (NEW YORK NY)
AL
10/29/1992 - 07/19/1996
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 07/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/05/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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