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David Caterisano

Pruco Securities, LLC

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About David Caterisano

David Caterisano is a financial advisor with Pruco Securities, LLC. David is registered in Connecticut and New York and holds the Series 63, Series 6TO, and SIE exams. David has over 1 year of experience in the financial services industry. David previously worked at NYLIFE SECURITIES LLC.

Firm Information

David Caterisano is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Caterisano’s Registration & Firm History

CT

06/18/2024 - Present

Pruco Securities, LLC (Glastonbury CT)

CT

08/21/2023 - 05/07/2024

NYLIFE SECURITIES LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 09/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Caterisano. Review regulatory record here.
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