Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Valentine is a financial advisor with Regions Securities LLC. David has been in the securities industry since 2014 and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the securities regulatory bodies in all 50 states. David holds the Series 79, 63, 24, SIE, and 99TO licenses. David’s primary branch location is in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/22/2014 - Present
Regions Securities LLC (Houston TX)
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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