Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Casarella is a financial advisor registered with LPL Financial LLC. David has been in the industry since December 2009. David works in the West Hartford, CT office of LPL Financial. Prior to joining LPL Financial, David worked at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Wachovia Securities, LLC, and A.G. Edwards & Sons, Inc. David has licenses for Series 66, 10, 9, SIE, and 7. David offers services like consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/29/2024 - Present
LPL Financial LLC (WEST HARTFORD CT)
NJ
02/13/2017 - 08/23/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
08/24/2010 - 01/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
03/03/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLASTONBURY CT)
CT
01/01/2008 - 02/25/2008
WACHOVIA SECURITIES, LLC (ESSEX CT)
CT
11/05/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ESSEX CT)
BOTH
Issued 11/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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