Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Colby is an Investment Advisor Representative with Avantax Advisory Services. David is a Registered Representative in New Hampshire. David has worked in the financial services industry since 2003. David has experience with Fidelity Brokerage Services, Putnam Retail Management Limited Partnership, and Charles Schwab & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/02/2023 - Present
Avantax Advisory Services (DALLAS TX)
NH
04/03/2019 - 05/19/2023
CHARLES SCHWAB & CO., INC. (Manchester NH)
NH
05/19/2003 - 03/06/2019
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
05/03/2002 - 08/13/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 06/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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