Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carroll is a securities professional with experience in the financial services industry. David is currently registered with Nylife Securities LLC and holds the Series 6TO and SIE licenses. David's areas of focus include investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/26/2024 - Present
Nylife Securities LLC (WHITE PLAINS NY)
BC
Issued 08/26/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure David Carroll is the right advisor for you? Invested Better is here to help.
