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David Carlyle Lumsden

Raymond James & Associates, Inc.

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About David Carlyle Lumsden

David Carlyle Lumsden is a financial advisor with over two years of experience in the industry. David has a Series 79TO and SIE license and holds a Series 63 license. David has previous experience working at Lazard Frères & Co. LLC and Lazard Middle Market LLC. Currently, David is a registered representative at Raymond James & Associates, Inc., a firm headquartered in St. Petersburg, Florida.

Firm Information

David Lumsden is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Lumsden’s Registration & Firm History

FL

10/25/2022 - Present

Raymond James & Associates, Inc. (ST. PETERSBURG FL)

NC

03/31/2022 - 09/27/2022

LAZARD FRERES & CO. LLC (CHARLOTTE NC)

NC

05/28/2021 - 03/31/2022

LAZARD MIDDLE MARKET LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/06/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Carlyle Lumsden.
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