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David Carlor

Citizens Securities, Inc.

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About David Carlor

David Carlor is a financial advisor with over 8 years of experience in the industry. David is currently registered with Citizens Securities, Inc. in Florida, Georgia, Maryland, New Jersey, and New York. David has previously been employed by Northwestern Mutual Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. David has a Series 7 and Series 66 license, as well as the SIE exam, and holds the designation of Chartered Financial Consultant. David specializes in working with individuals, businesses, and high-net-worth individuals. David offers financial planning, portfolio management, and selection of other advisors.

Firm Information

David Carlor is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Carlor’s Registration & Firm History

NJ

08/21/2023 - Present

Citizens Securities, Inc. (FORT LEE NJ)

NJ

05/30/2018 - 06/12/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PARAMUS NJ)

NJ

02/29/2016 - 10/19/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TEANECK NJ)

CT

05/23/2013 - 04/02/2014

MORGAN STANLEY (WESTPORT CT)

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Licenses & Designations

BOTH

Issued 06/27/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Carlor. Review regulatory record here.
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