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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vorbeck is a financial advisor with over 30 years of experience in the industry. He is registered with Ameriprise Financial Services, LLC and has been with the firm since 2020. David is a Certified Financial Planner™ and holds several securities licenses, including Series 7, Series 63, Series 65, and Series 52. He offers a range of financial services to clients, including financial planning, asset allocation, and portfolio management. David has a strong track record of success in helping clients achieve their financial goals. He is committed to providing personalized service and building long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
05/30/2017 - Present
Ameriprise Financial Services, LLC (Lafayette IN)
IN
03/10/2008 - 06/07/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE IN)
IN
01/25/2002 - 03/10/2008
COMMONWEALTH FINANCIAL NETWORK (LAFAYETTE IN)
FL
08/24/1999 - 01/29/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
WI
02/20/1997 - 08/27/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
03/20/1995 - 01/31/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
07/31/1993 - 03/31/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
06/07/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/05/1990 - 06/17/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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