Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carl Taplin is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since 2008 and holds the Series 6, 7TO, 63 and 65 securities licenses. David is registered to provide investment advice in Florida, Idaho, Indiana, Iowa, Michigan, North Carolina, Ohio, Pennsylvania, Tennessee, and Wyoming. David has been employed with Summit Brokerage Services, Inc., ProEquities, Inc., UVEST Financial Services Group, Inc., and Cetera Advisor Networks LLC in the past. David is also an insurance agent, owns and operates a farm, and prepares taxes.
Lawton, MI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (Lawton MI)
MI
05/31/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Lawton MI)
MI
06/04/2010 - 06/09/2016
PROEQUITIES, INC. (KALAMAZOO MI)
MI
10/31/2008 - 05/28/2010
UVEST FINANCIAL SERVICES GROUP, INC. (KALAMAZO MI)
IA
Issued 6/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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