Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carl Smith is a financial advisor with over 35 years of experience in the financial services industry. David is a Certified Financial Planner and a Registered Representative at Cetera Investment Advisers LLC. David has experience working with individuals, families, businesses, and non-profit organizations. He specializes in financial planning, investment management, and retirement planning. He is also experienced in offering insurance products. David is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
02/20/2024 - Present
Cetera Investment Advisers LLC (MEDFORD OR)
NA
05/16/1985 - 06/28/1985
FIRST INVESTORS CORPORATION
BC
Issued 8/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 5/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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