linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Carl Sabo

Independence Capital CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Carl Sabo

David Carl Sabo is a financial advisor with over 20 years of experience in the industry. He is a registered representative with Independence Capital Co., Inc. based in Parma, Ohio. David Carl Sabo holds several professional licenses, including Series 7, Series 31, and Series 66. In addition to his experience with Independence Capital Co., Inc., David Carl Sabo has held previous roles with 1ST DISCOUNT BROKERAGE, INC., WORLD GROUP SECURITIES, INC., and MORGAN STANLEY DW INC. David Carl Sabo specializes in providing financial advice to individuals and high-net-worth individuals.

Firm Information

David Sabo is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Sabo’s Registration & Firm History

OH

02/01/2011 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

09/08/2005 - 12/31/2009

1ST DISCOUNT BROKERAGE, INC. (NORTH ROYALTON OH)

GA

05/26/2005 - 08/24/2005

WORLD GROUP SECURITIES, INC. (DULUTH GA)

NY

03/09/2000 - 12/09/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

Not sure if David Carl Sabo is right for you?

Licenses & Designations

BC

Issued 11/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/24/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/31/2000

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Carl Sabo. Review regulatory record here.
Not sure if David Carl Sabo is right for you?