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David Carl Riewe

Securian Financial Services, Inc.

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About David Carl Riewe

David Riewe is a financial advisor registered with Securian Financial Services, Inc. David has been in the financial industry since June 23, 2006. David is a registered representative in Minnesota and holds the following licenses: Series 66, Series 24, SIE and Series 7. David has previous experience working with Northwestern Mutual Investment Services, LLC, Ameriprise Financial Services, Inc., Thrivent Investment Management Inc., and PRUCO Securities, LLC.

Firm Information

David Riewe is currently registered with Securian Financial Services, Inc.. Securian Financial Services, Inc. is a corporation formed in March 1984. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

184

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Riewe’s Registration & Firm History

MN

07/11/2022 - Present

Securian Financial Services, Inc. (ST PAUL MN)

MN

08/07/2019 - 03/16/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MINNEAPOLIS MN)

MN

01/02/2009 - 02/06/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

11/29/2007 - 11/04/2008

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

06/22/2007 - 11/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

08/24/2004 - 06/21/2007

PRUCO SECURITIES, LLC. (PLYMOUTH MN)

MN

09/29/2003 - 12/15/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/29/2003 - 12/15/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 02/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Carl Riewe. Review regulatory record here.
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