Unclaimed
David Leggette is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Foreside Fund Services, LLC, a firm based in Radnor, PA. Prior to joining Foreside Fund Services, LLC, David was employed by SEI INVESTMENTS DISTRIBUTION CO. in Oaks, PA. David holds Series 6, 7, and 63 licenses. David's licenses allow David to offer a range of investment products and services to clients. David is registered to provide investment advice in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/05/2004 - Present
Foreside Fund Services, LLC (Radnor PA)
PA
01/25/2000 - 08/25/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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