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David Carl Leggette

Foreside Fund Services, LLC

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About David Carl Leggette

David Leggette is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Foreside Fund Services, LLC, a firm based in Radnor, PA. Prior to joining Foreside Fund Services, LLC, David was employed by SEI INVESTMENTS DISTRIBUTION CO. in Oaks, PA. David holds Series 6, 7, and 63 licenses. David's licenses allow David to offer a range of investment products and services to clients. David is registered to provide investment advice in 53 states and jurisdictions.

Firm Information

David Leggette is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Leggette’s Registration & Firm History

PA

11/05/2004 - Present

Foreside Fund Services, LLC (Radnor PA)

PA

01/25/2000 - 08/25/2004

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

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Licenses & Designations

BC

Issued 02/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Carl Leggette.
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