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David Carl Leek

Vanguard Advisers, Inc.

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About David Carl Leek

David Carl Leek is an Investment Advisor Representative at Vanguard Advisers, Inc., a firm based in Malvern, PA. David has been in the financial industry since 2020 and has a Series 7TO, Series 66, and SIE licenses. David has a wide range of experience, including previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank Of America. David is registered in Texas and in many other states and is also an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. David specializes in financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.

Firm Information

David Leek is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Leek’s Registration & Firm History

TX

12/15/2023 - Present

Vanguard Advisers, Inc. (Plano TX)

TX

09/24/2021 - 01/03/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCKINNEY TX)

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Licenses & Designations

BOTH

Issued 12/20/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Carl Leek.
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