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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hock is an investment advisor representative with Arete Wealth Advisors, LLC. David has been in the industry since 1993 and has worked with several firms. David's firm provides financial planning and investment management services. David has extensive experience and has a strong track record in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
06/07/2010 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
TN
10/11/2021 - 11/14/2023
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
CO
02/07/2001 - 09/15/2008
PRIVATE CONSULTING GROUP, INC. (ENGLEWOOD CO)
CO
10/17/2000 - 02/06/2001
NEIDIGER, TUCKER, BRUNER, INC. (HIGHLANDS RANCH CO)
CO
05/15/1996 - 10/18/2000
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
KS
11/21/1995 - 12/31/1997
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
02/09/1995 - 10/31/1995
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
CO
07/10/1993 - 02/13/1995
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
CO
03/26/1993 - 11/11/1994
CAPWEST SECURITIES, INC. (GREELEY CO)
IA
Issued 07/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1999
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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