Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carl Grove is a financial advisor with Vaquero Capital LLC. David has been in the financial services industry since 2001. David holds Series 7, 24, 63, 79TO and SIE licenses. David has been registered with the state of California since 2012. David has worked for a number of other financial institutions in the past including KEMA PARTNERS LLC, PACIFIC CREST SECURITIES LLC, NEEDHAM & COMPANY, LLC, FBR CAPITAL MARKETS & CO., BANC OF AMERICA SECURITIES LLC, RBC CAPITAL MARKETS CORPORATION, and SG COWEN SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/16/2012 - Present
Vaquero Capital LLC (SAN FRANCISCO CA)
CA
11/10/2011 - 05/02/2012
KEMA PARTNERS LLC (SAN FRANCISCO CA)
CA
03/25/2011 - 02/29/2012
PACIFIC CREST SECURITIES LLC (SAN FRANCISCO CA)
CA
02/23/2010 - 03/24/2011
NEEDHAM & COMPANY, LLC (MENLO PARK CA)
CA
06/16/2009 - 02/22/2010
FBR CAPITAL MARKETS & CO. (SAN FRANCISCO CA)
CA
05/05/2005 - 04/02/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
NY
03/25/2004 - 03/04/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/20/2001 - 03/30/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 06/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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