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David Carl Allen

Pruco Securities, LLC

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About David Carl Allen

David Carl Allen is a financial advisor who has been in the industry since 1984. David is currently registered with Pruco Securities, LLC in the state of Texas and holds a Series 63, Series 6 and SIE license. David is registered to conduct business in the state of Texas. David is specialized in the following areas: 1, 3, 4, 5, and 6.

Firm Information

David Allen is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Allen’s Registration & Firm History

TX

01/05/1984 - Present

Pruco Securities, LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 08/08/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Carl Allen. Review regulatory record here.
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