Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Campbell Bugg is a financial advisor with over 30 years of experience in the industry. David is currently registered with KPP Advisory Services LLC in Kentucky. David previously worked with J.J.B. HILLIARD, W.L. LYONS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and ADVEST, INC. David provides investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. David is also registered with the following states: Alaska, Arizona, California, Colorado, Florida, Illinois, Indiana, Kentucky, Nevada, New York, Ohio, Oklahoma and Utah. David holds Series 4, 7, 9, 10, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
03/20/2024 - Present
KPP Advisory Services LLC (LOUISVILLE KY)
KY
03/17/2009 - 06/12/2015
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
KY
03/08/2006 - 03/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
KY
03/07/2003 - 03/08/2006
ADVEST, INC. (LOUISVILLE KY)
NY
04/18/1995 - 03/11/2003
QUICK & REILLY, INC. (NEW YORK NY)
KY
05/16/1994 - 04/19/1995
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
RI
11/24/1993 - 04/13/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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