Unclaimed
David Cambridge Martin is a financial professional with over 35 years of experience in the financial services industry. David is a registered representative of VP Distributors LLC and holds a variety of licenses and certifications, including Series 6, 7, 24, 26, 27, 53, 63, and 65. David has also held previous positions with ETF Distributors LLC, PXP Securities Corp. and WS Griffith Securities, Inc. David is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/09/1986 - Present
VP Distributors LLC (HARTFORD CT)
CT
05/05/2015 - 12/06/2019
ETF DISTRIBUTORS LLC (HARTFORD CT)
CT
03/16/2004 - 12/31/2007
PXP SECURITIES CORP. (HARTFORD CT)
CT
06/25/2002 - 03/15/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 01/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/06/2013
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/24/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1990
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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