Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Caleb Hughes is an active financial advisor registered with LPL Financial LLC in both Broker-Dealer and Investment Advisor capacities. David has been in the financial services industry since April 21, 2009. David holds Series 6, 7, 63, and 66 securities licenses and the SIE exam. David has previous registrations with EDWARD JONES and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. David is licensed to provide financial advice in Alabama, Arizona, Arkansas, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Missouri, Tennessee, Texas. The firm, LPL Financial LLC, has more than 50 billion in regulatory assets under management and offers financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/08/2020 - Present
LPL Financial LLC (CARMI IL)
IL
12/10/2012 - 09/09/2020
EDWARD JONES (CARMI IL)
IL
10/06/2011 - 12/11/2012
LPL FINANCIAL LLC (MT CARMEL IL)
IN
04/21/2009 - 10/11/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EVANSVILLE IN)
BOTH
Issued 02/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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