Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid C. Walker is a financial advisor with LPL Financial LLC. David has been in the financial industry for over 30 years, and is registered to offer securities and investment advice in 38 states and Washington, D.C. David has held previous positions with Securities America, Inc. and Waterstone Financial Group, Inc. David is a Certified Financial Planner™ and holds the Series 7, Series 6, Series 63, and Series 24 licenses. David specializes in working with individuals, high-net-worth individuals, families, businesses, corporations, charitable organizations, pension and profit-sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/18/2020 - Present
LPL Financial LLC (ST. CHARLES IL)
IL
08/26/2009 - 12/23/2020
SECURITIES AMERICA, INC. (ST. CHARLES IL)
IL
10/28/2002 - 08/21/2009
WATERSTONE FINANCIAL GROUP, INC. (WHEATON IL)
IL
09/11/1989 - 10/28/2002
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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