Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid C. Stelly is a registered representative of J.P. Morgan Securities LLC, with experience in the securities industry since December 1993. David C. Stelly holds the Series 7, Series 63, Series 65, and Series 66 licenses, and has experience in financial planning, pension consulting, and selection of other advisors. David C. Stelly is also a registered Investment Advisor in Louisiana and Texas. Before joining J.P. Morgan Securities LLC, David C. Stelly was registered with CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, MARQUIS INVESTMENTS, L.L.C., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EDWARD D. JONES & CO., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
09/19/2013 - Present
J.p. Morgan Securities LLC (LAFAYETTE LA)
LA
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAFAYETTE LA)
IL
08/03/1998 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
04/18/1997 - 08/19/1998
MARQUIS INVESTMENTS, L.L.C.
NY
09/26/1995 - 04/18/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
11/22/1993 - 08/28/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 04/27/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Stelly is the right advisor for you? Invested Better is here to help.
