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David C Smith

T3 Trading Group, LLC

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About David C Smith

David Smith is a financial professional with over 16 years of experience in the industry. David is currently registered with T3 Trading Group, LLC, where they specialize in providing financial guidance to clients. Throughout their career, they have held positions at reputable firms such as Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS PaineWebber Inc.

Firm Information

David Smith is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Smith’s Registration & Firm History

NY

12/08/2022 - Present

T3 Trading Group, LLC (NEW YORK NY)

FL

10/01/2021 - 10/27/2022

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

GA

02/24/2015 - 08/05/2021

T3 TRADING GROUP, LLC (Atlanta GA)

NV

10/30/2013 - 09/30/2014

BRIGHT TRADING, LLC (HENDERSON NV)

NY

02/18/2013 - 08/29/2013

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

GA

04/04/2012 - 02/05/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)

NY

05/02/2011 - 03/13/2012

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NV

04/01/2008 - 07/21/2010

BRIGHT TRADING, LLC (HENDERSON NV)

NY

06/09/2003 - 10/17/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NJ

09/18/2000 - 12/02/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NE

04/08/1999 - 07/12/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 10/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/30/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David C Smith.
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