Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid C. Saustad is a registered representative at Herbert J. Sims & Co, Inc. in Rockville, MD. David has over 4 years of experience in the financial services industry. David holds the Series 50, 79, and 52 licenses. David is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
02/12/2022 - Present
Herbert J. Sims & CO, Inc. (Rockville MD)
BC
Issued 12/09/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2019
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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