Unclaimed
David C. Russell is a financial professional with over 10 years of experience in the securities industry. David currently holds the Series 99 and SIE licenses and is associated with Morgan Stanley & Co. LLC. David was previously registered with Goldman Sachs & Co. LLC. David Russell's professional experience includes a range of financial products and services, including Securities Industry Essentials Examination and Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2019 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NY
03/30/2012 - 01/23/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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