linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David C Lee

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David C Lee

David C. Lee is a financial professional with over 17 years of experience in the financial services industry. David has worked with several prominent firms, including J.P. Morgan Securities LLC, First Republic Securities Company, LLC and Credit Suisse Securities (USA) LLC, before joining Citizens Securities, Inc. in April 2024. David is registered with FINRA and holds the Series 7, Series 55, Series 57TO, Series 99TO and SIE licenses. David provides a wide range of financial services, including portfolio management for individuals and participation in a wrap fee program, and has a strong focus on meeting the needs of high net worth individuals and corporations or other businesses.

Firm Information

David Lee is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Lee’s Registration & Firm History

PA

04/12/2024 - Present

Citizens Securities, Inc. (Fort Washington PA)

NY

09/29/2023 - 04/03/2024

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/23/2019 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NY

07/23/2018 - 10/16/2019

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/11/2016 - 04/11/2018

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

08/31/2015 - 06/30/2016

CRT CAPITAL GROUP LLC (New York NY)

NY

03/31/2014 - 08/27/2015

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

05/08/2007 - 03/25/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/22/2006 - 06/08/2006

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

04/20/2005 - 11/07/2005

OPPENHEIMER & CO. INC. (NEW YORK NY)

Not sure if David C Lee is right for you?

Licenses & Designations

BC

Issued 07/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David C Lee.
Not sure if David C Lee is right for you?