Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hayward is a financial advisor at Wells Fargo Clearing Services, LLC with over 15 years of experience in the financial services industry. David has a strong background in investment management and financial planning. David has held various positions at several firms including Equitable Advisors, LLC, Northwestern Mutual Investment Services, LLC, Barrington Research Associates, Inc., and Maxim Group LLC. David is registered with the state of Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
05/14/2021 - Present
Wells Fargo Clearing Services, LLC (MADISON WI)
WI
05/14/2020 - 11/10/2020
EQUITABLE ADVISORS, LLC (BELOIT WI)
WI
11/20/2015 - 05/15/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIDDLETON WI)
IL
04/03/2006 - 02/11/2010
BARRINGTON RESEARCH ASSOCIATES, INC. (CHICAGO IL)
NY
06/29/2004 - 06/16/2005
MAXIM GROUP LLC (NEW YORK NY)
NY
07/16/2003 - 01/29/2004
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
IL
01/29/2001 - 06/12/2003
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
TX
10/21/1998 - 02/03/2001
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
02/25/1998 - 08/06/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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