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David C Grados

Pgim Investments LLC

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About David C Grados

David Grados is an investment advisor representative at Pgim Investments LLC. David has been in the industry since 2015 and is licensed to conduct business in California and New Jersey. David has experience in a variety of financial services, including investment banking and asset management. David's experience allows him to provide comprehensive financial planning services to a wide range of clients. David specializes in providing investment advice to insurance companies, investment companies, and business development companies.

Firm Information

David Grados is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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David Grados’s Registration & Firm History

CA

03/20/2017 - Present

Pgim Investments LLC (Los Angeles CA)

NJ

03/11/2016 - 02/27/2017

MORGAN STANLEY (PARAMUS NJ)

NY

04/01/2015 - 10/13/2015

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/25/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David C Grados.
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