Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid C Gola is a financial professional with over 15 years of experience in the industry. He is currently registered with Mesirow Financial, Inc. in Chicago, Illinois. David previously worked at J.P. Morgan Securities LLC, Interactive Brokers LLC, ABN AMRO Financial Services, Inc., and Bear, Stearns & Co. Inc. He holds Series 7, Series 63, and Series 30 licenses and is registered in Illinois, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/13/2014 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
07/17/2012 - 05/06/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/19/2006 - 09/30/2009
INTERACTIVE BROKERS LLC (CHICAGO IL)
IL
10/22/2002 - 01/18/2005
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
05/06/2002 - 10/15/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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