Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cheng is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the financial services industry for over 16 years and is a registered representative in California. David has a series 7 and series 66 license, as well as a Securities Industry Essentials Examination (SIE). David has previously worked with Wells Fargo Advisors, LLC, U.S. BANCORP INVESTMENTS, INC., Fidelity Brokerage Services LLC, and PRUCO SECURITIES, LLC. David can provide advisory services in areas such as portfolio management, retirement planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
CA
12/08/2022 - 08/24/2023
PRUCO SECURITIES, LLC. (SAN JOSE CA)
CA
12/10/2018 - 01/03/2023
FIDELITY BROKERAGE SERVICES LLC (LOS GATOS CA)
CA
10/10/2018 - 12/11/2018
U.S. BANCORP INVESTMENTS, INC. (LOS GATOS CA)
CA
01/13/2014 - 10/19/2018
BANCWEST INVESTMENT SERVICES, INC. (CUPERTINO CA)
CA
01/03/2011 - 01/14/2014
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
06/19/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (UNION CITY CA)
CA
08/02/2007 - 06/18/2008
WAMU INVESTMENTS, INC. (FREMONT CA)
BOTH
Issued 10/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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