Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brown is a financial advisor associated with LPL Financial LLC in Plattsburgh, NY. David has been working in the financial services industry for over 6 years. David is registered with both FINRA and the state of New York. David provides a wide range of financial services, including financial planning, portfolio management, and investment consulting. David is also registered to provide investment advisory services in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/18/2022 - Present
LPL Financial LLC (PLATTSBURGH NY)
NY
12/17/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Plattsburgh NY)
VT
05/09/2018 - 11/15/2018
TD AMERITRADE, INC. (SOUTH BURLINGTON VT)
NY
06/16/2017 - 04/11/2018
EDWARD JONES (PLATTSBURGH NY)
NY
01/01/2017 - 05/18/2017
EQUITY SERVICES, INC. (PLATTSBURGH NY)
BOTH
Issued 08/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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