Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stevenson is an Investment Advisor Representative at Finalis Securities LLC. David has been in the financial services industry since 2003. David holds the Series 7, 63, 31, 99TO and 79TO securities licenses. David is registered in California. David was previously employed by BA Securities, LLC, Arbor Advisors, LLC, Archpoint Partners LLC, Financial Telesis Inc, Piper Jaffray & Co., Wachovia Capital Markets, LLC, Morgan Stanley & Co., Incorporated, and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/23/2023 - Present
Finalis Securities LLC (New York NY)
PA
08/17/2017 - 01/03/2023
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
UT
01/14/2014 - 08/14/2017
ARBOR ADVISORS, LLC (SALT LAKE CITY UT)
CA
03/01/2013 - 01/16/2014
ARCHPOINT PARTNERS LLC (SAN FRANCISCO CA)
CA
03/07/2011 - 11/13/2013
FINANCIAL TELESIS INC (SANFRANCISCO CA)
MN
07/15/2009 - 07/16/2010
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NC
08/12/2008 - 05/14/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
IL
04/02/2007 - 05/29/2007
MORGAN STANLEY & CO., INCORPORATED (CHICAGO IL)
IL
04/16/2001 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
IA
Issued 05/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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