Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McClosky is a financial advisor with UBS Financial Services Inc., a firm with more than $50 billion in assets under management. David has been in the financial industry since 2004, and holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 63, Series 99TO and SIE. David has experience working with a variety of clients, including individuals, corporations, businesses and non-profit organizations. David offers a variety of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/01/2010 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
05/09/2006 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
10/13/2004 - 03/30/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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