Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Burton Gookin is a financial advisor in Charlotte, NC. David is a licensed securities professional with over 20 years of experience in the industry, beginning his career on March 28, 2000. David is registered with PNC Capital Markets LLC and is currently active in North Carolina, Illinois, Indiana, and Pennsylvania. David holds the Series 7, 24, 52TO, 63, and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/29/2000 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
BC
Issued 09/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/07/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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