Unclaimed
David Garson is a securities professional with over 35 years of experience in the financial services industry. He has held various roles at prominent firms, including Vining-Sparks Securities, Inc., David Lerner Associates, Inc., Stifel, Nicolaus & Company, Incorporated, and Insperex LLC. David is currently registered with Cantor Fitzgerald & Co. He is a licensed securities professional holding licenses for Series 7, 72, 79TO, and SIE. His professional qualifications include expertise in government securities, investment banking, and general securities. David is committed to providing clients with a comprehensive and personalized approach to wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
04/20/2024 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
FL
04/10/2023 - 10/20/2023
INSPEREX LLC (DELRAY BEACH FL)
TN
04/22/2022 - 03/09/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
01/01/1991 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
NA
11/17/1987 - 01/01/1991
VINING-SPARKS SECURITIES, INC.
NA
09/24/1987 - 11/20/1987
DAVID LERNER ASSOCIATES, INC.
BC
Issued 12/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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