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David Burdette Miller

Northwestern Mutual Investment Services, LLC

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About David Burdette Miller

David Burdette Miller has been in the financial services industry since October 4, 1984. David Burdette Miller is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since October 5, 1984. Prior to that, David Burdette Miller was registered with ROBERT W. BAIRD & CO. INCORPORATED from June 25, 1998 to January 1, 2002, and from September 4, 1987 to November 4, 1991. David Burdette Miller is licensed in Alabama, Colorado, Florida, Georgia, New Mexico, New York, Ohio, Texas and Utah. David Burdette Miller holds the Series 6, 7, 9, 10, 63 and SIE securities licenses. David Burdette Miller is currently located in Montgomery, Alabama.

Firm Information

David Miller is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Miller’s Registration & Firm History

AL

10/05/1984 - Present

Northwestern Mutual Investment Services, LLC (MONTGOMERY AL)

WI

06/25/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

09/04/1987 - 11/04/1991

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 02/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/27/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/1998

Series 7 - General Securities Representative Examination

BC

Issued 10/04/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Burdette Miller.
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