Verified
David Bryan Schmidt is an Investment Advisor Representative registered with Morgan Stanley in Washington, District of Columbia. David has been in the industry since June 20, 2012. David is a Series 7 and Series 66 licensed professional. David has been with Morgan Stanley since March 2024. Previously David worked for UBS FINANCIAL SERVICES INC. and WELLS FARGO ADVISORS. David currently holds active licenses in 53 states and the District of Columbia as well as a FINRA registration. David is a registered Investment Advisor Representative in Texas. David has held prior IA registrations in Texas and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
03/11/2024 - Present
Morgan Stanley (Washington DC)
NJ
12/15/2016 - 02/15/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
VA
01/27/2014 - 12/13/2016
WELLS FARGO ADVISORS (VIENNA VA)
VA
03/06/2012 - 11/05/2013
ING FINANCIAL PARTNERS, INC. (TYSONS CORNER VA)
BOTH
Issued 03/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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