Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Romero is a financial advisor with over 30 years of experience in the industry. David is currently registered with Ameritas Advisory Services, LLC and provides financial planning services to individuals, businesses, and retirement plans. He also holds an insurance license to sell fixed insurance products. David is committed to helping his clients achieve their financial goals and has a proven track record of success. David is also a peace officer with the Caddo Parish Sheriff Office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
LA
07/14/2023 - Present
Ameritas Advisory Services, LLC (SHREVEPORT LA)
LA
04/11/2003 - 06/30/2006
CARILLON INVESTMENTS, INC. (SHREVEPORT LA)
MO
08/22/2002 - 04/15/2003
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NY
09/29/1998 - 08/21/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/31/1997 - 09/11/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NJ
09/22/1987 - 06/11/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/22/1987 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 10/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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