Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bryan Cummins is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry for over 24 years. Prior to joining Merrill Lynch, David worked at Morgan Stanley and Chase Securities Inc.. David has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. David is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FOREST HILLS NY)
NY
05/27/2011 - 05/05/2014
MORGAN STANLEY (GREAT NECK NY)
NY
04/01/1996 - 05/15/1996
CHASE SECURITIES INC. (NEW YORK NY)
MD
10/09/1987 - 04/01/1996
CHASE SECURITIES, INC. (NEW YORK MD)
NY
10/16/1986 - 05/12/1987
LEBENTHAL & CO., INC. (NEW YORK NY)
MD
11/18/1982 - 08/01/1986
CHASE MANHATTAN CAPITAL MARKETS CORPORATION (NEW YORK MD)
BOTH
Issued 06/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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