Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Austin is a financial advisor working at LPL Financial LLC in HIGH POINT, NC. David is a registered representative, and investment advisor representative. David has been working in the financial industry since 2018. David has a Series 66 license through the Uniform Combined State Law Examination. David also has a Series 7 license through the General Securities Representative Examination, and a SIE license through the Securities Industry Essentials Examination. In addition to LPL Financial LLC, David has also worked for Edward Jones. David's current registration is approved.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/08/2020 - Present
LPL Financial LLC (HIGH POINT NC)
NC
07/25/2018 - 10/22/2019
EDWARD JONES (GREENSBORO NC)
BOTH
Issued 09/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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