Unclaimed
David Bryan Aucoin is a financial advisor with over 20 years of experience in the industry. David is currently registered with Symetra Securities, Inc. and has previously worked with a number of other firms, including AXA Distributors, LLC, AIG Capital Services, Inc., MetLife Investors Distribution Company, and Ohio National Equities, Inc. David holds licenses for Series 6, 7, 26, 63, and SIE, as well as registrations in several states, including Florida, Georgia, Maine, Massachusetts, New Hampshire, New Mexico, Pennsylvania, Texas, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
10/11/2018 - Present
Symetra Securities, Inc. (BELLEVUE WA)
NC
08/18/2014 - 07/31/2018
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
09/12/2012 - 08/15/2014
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
08/31/2010 - 09/17/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
OH
03/02/2007 - 07/16/2010
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
NY
10/11/2004 - 02/27/2007
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
11/14/2003 - 02/18/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
02/25/2003 - 11/04/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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