Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brumbaugh is a financial advisor at Northwestern Mutual Investment Services, LLC. David has been in the industry since 2000. David is registered with 16 states. David holds Series 63, 66, 6TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
11/27/2019 - Present
Northwestern Mutual Investment Services, LLC (San Diego CA)
MN
10/12/2000 - 10/31/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/2000 - 10/31/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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