Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Veale is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Equitable Distributors, LLC and is licensed in 52 states and jurisdictions. Previously, David has held positions at Allstate Distributors, L.L.C. and Putnam Retail Management, Inc.. David has a broad range of experience in the financial services industry, including experience in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/10/2005 - Present
Equitable Distributors, LLC (Charlotte NC)
IL
03/13/2001 - 01/13/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MA
09/09/1993 - 03/01/2001
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Veale is the right advisor for you? Invested Better is here to help.
