Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bruce Utter is a financial advisor with over 40 years of experience in the industry. David is currently registered with Onedigital Investment Advisors and holds licenses in multiple states, including California and Texas. David also has prior experience with other firms, including LPL Financial, Triad Advisors, and Prudential Securities Incorporated. David has held various roles in the financial services industry, including senior vice president, partner, and trustee, and currently focuses on providing retirement planning, financial advice, and wealth management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
12/06/2018 - Present
Onedigital Investment Advisors (San Diego CA)
CA
01/02/2019 - 08/23/2024
TRIAD ADVISORS LLC (San Diego CA)
CA
11/30/2010 - 12/31/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
09/21/2007 - 11/30/2010
NRP FINANCIAL, INC. (LA JOLLA CA)
CA
07/01/2003 - 09/26/2007
WACHOVIA SECURITIES, LLC (LA JOLLA CA)
NY
07/11/1984 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/13/1983 - 07/30/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
12/16/1981 - 10/18/1983
KIDDER, PEABODY & CO. INCORPORATED
NA
04/01/1975 - 12/22/1981
WEDBUSH, NOBLE, COOKE, INC
NA
04/02/1968 - 05/19/1975
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 10/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/1977
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/1972
Series 40 - Registered Principal Examination
BC
Issued 10/18/1971
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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